The Consolidated Audit Trail will track orders during their life cycle and identify the broker-dealer in charge, improving the operations’ transparency.
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Shushane & Wavestone decided to join efforts to release a France/Israel watch letter to track the cybersecurity innovations created by these two countries.
The compliance function was born in the French financial sector in the early 2000s to respond to problematics with a very strong legal emphasis. Following the 2008 crisis, regulatory constraints and fines imposed on financial services companies exploded.
In a rapidly moving context (GDPR, increase in cyber-attacks, etc), Wavestone analysed the cybersecurity maturity levels of companies in major stock markets